Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 27 Jul 2015)
- CF30 Customer (since 1 Nov 2007)
- CF7 Sole Trader (AR) (30 Nov 2005 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Portbury Wealth Management Limited
FRN 766698
- (5)Employed By (since 9 Dec 2016)
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- CF1 Director (AR) (21 Apr 2022 to 31 May 2025)
- CF30 Customer (21 Apr 2022 to 31 May 2025)
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- Employed By (21 Apr 2022 to 4 Jun 2025)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.