Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark David Brooks
IRN MDK01056
- CF4 Partner (AR) (5 Apr 2012 to 18 Nov 2016)
- CF30 Customer (29 Feb 2012 to 11 Jan 2018)
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Mark Davis Tubby
IRN MDT01045
- CF30 Customer (9 Nov 2017 to 8 Nov 2018)
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Mark John Lawrence
IRN MJL00109
- CF1 Director (AR) (since 29 Feb 2024)
- CF30 Customer (since 29 Feb 2024)
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Mark Jonathan Aedy
IRN MJA01065
- CF30 Customer (9 Sep 2009 to 8 Oct 2010)
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Mark Nicholas Williams
IRN MNW01014
- CF30 Customer (14 May 2012 to 3 Oct 2014)
- CF4 Partner (AR) (14 May 2012 to 3 Oct 2014)
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Mark William Braybrook
IRN MXB03279
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (AR) (21 Sep 2015 to 26 Feb 2018)
- CF30 Customer (1 May 2015 to 8 Dec 2019)
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Markus Benedict Seywerd
IRN MBS01076
- CF30 Customer (9 Jun 2011 to 11 Jan 2018)
- CF1 Director (AR) (9 Jun 2011 to 29 Jan 2018)
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Markus Chandler Cassidy-Irvine
IRN MXC00976
- [FCA CF] Client dealing (since 21 Jun 2023)
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Martijn Rozemuller
IRN MXR00792
- CF1 Director (AR) (since 18 Sep 2023)
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Martin Charles Orrin
IRN MCO01028
- CF30 Customer (19 Apr 2010 to 18 May 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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International M&A Partnership II Limited (no longer appointed)
FRN 1017311 · Appointed 25 Sep 2024 · Until 13 Feb 2026
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Ellora Capital Partners LLP (no longer appointed)
FRN 1005088 · Appointed 19 Dec 2023 · Until 1 Oct 2024
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Beacon Hill Advisors Limited (no longer appointed)
FRN 998437 · Appointed 22 Jun 2023 · Until 4 Aug 2023
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WHISKEY & WEALTH CAPITAL LIMITED (no longer appointed)
FRN 986177 · Appointed 28 Oct 2022 · Until 9 May 2023
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Ponderosa Services Ltd (no longer appointed)
FRN 976108 · Appointed 20 May 2022 · Until 8 Feb 2024 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.