Mark Nicholas Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 15 Jun 2018)
    • [FCA CF] Client dealing (since 8 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (13 Oct 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 15 Jun 2018)
    • [FCA CF] Client dealing (since 8 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (13 Oct 2014 to 6 Mar 2016)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (14 May 2012 to 3 Oct 2014)
    • CF4 Partner (AR) (14 May 2012 to 3 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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