Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Galina Iordanova Alabatchka
IRN GXA01240
- CF30 Customer (22 Jan 2009 to 10 Mar 2009)
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Gary Paul McKenzie-Smith
IRN GPM01057
- CF30 Customer (14 Dec 2009 to 30 Jun 2010)
- CF4 Partner (AR) (14 Dec 2009 to 30 Jun 2010)
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Geoffrey Neil Austin
IRN GNA01007
- CF30 Customer (1 Oct 2010 to 8 Oct 2010)
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Geoffrey Raymond Smith
IRN GRS01072
- CF30 Customer (18 Sep 2023 to 7 Nov 2024)
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George Georgios Manousios
IRN GGM01045
- CF30 Customer (8 Apr 2014 to 29 Aug 2014)
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Georges Debbas
IRN GXD01376
- CF30 Customer (1 Jul 2015 to 21 Mar 2016)
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Gerard Thomas Barron
IRN GTB01038
- CF30 Customer (18 Sep 2015 to 2 Jan 2018)
- CF1 Director (AR) (18 Sep 2015 to 2 Jan 2018)
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Gerard William Keary
IRN GWK01013
- CF1 Director (AR) (20 May 2015 to 27 Oct 2015)
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Giap Wang Chong
IRN GWC01038
- CF30 Customer (14 Apr 2008 to 27 May 2011)
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Giles Hamilton Lindsay Walsh
IRN GHW01016
- CF1 Director (AR) (22 Sep 2015 to 17 Oct 2016)
- CF30 Customer (22 Sep 2015 to 17 Oct 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Lynceus Partners UK Limited
FRN 999114 · Appointed 5 Jul 2023
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Roco Capital Limited
FRN 998979 · Appointed 3 Jul 2023
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KAYNE ANDERSON CAPITAL ADVISORS UK LTD
FRN 993191 · Appointed 10 Mar 2023
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Green Giraffe (GGEB) UK Limited
FRN 990891 · Appointed 30 Jan 2023
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Boost Capital Partners Limited
FRN 990212 · Appointed 18 Jan 2023
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Centersquare Investment Advisors UK Ltd
FRN 982754 · Appointed 7 Sep 2022
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TITAN ALTERNATIVES LIMITED
FRN 974252 · Appointed 19 Apr 2022
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Research Tree Limited
FRN 735919 · Appointed 7 Oct 2019
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Altero Capital UK Ltd
FRN 911598 · Appointed 24 Jul 2019 · Tied agent
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Carolon Capital UK Limited
FRN 831932 · Appointed 25 Jan 2019 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.