Sturgeon Ventures LLP

Date authorised
1 April 2013
Companies House
OC319614
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit D Heathmans House
    19 Heathmans Road
    London
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +442031674625
    Web
    https://www.sturgeonventures.com

  • Complaints Contact

    Unit D Heathmans House
    19 Heathmans Road
    London
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Fisher

    IRN DXF14959

    • CF30 Customer (16 May 2019 to 20 Oct 2020)
    • CF1 Director (AR) (16 May 2019 to 20 Oct 2020)
  • Daniel James Gibney

    IRN DJG01229

    • CF30 Customer (1 Oct 2009 to 8 Oct 2010)
  • Darren Craig Cohen

    IRN DCC01081

    • CF30 Customer (since 20 Jul 2015)
    • CF1 Director (AR) (since 20 Jul 2015)
  • David Alexander Hyman

    IRN DAH01298

    • CF1 Director (AR) (18 Jul 2013 to 17 Mar 2014)
    • CF30 Customer (18 Jul 2013 to 17 Mar 2014)
  • David Arthur York

    IRN DXY15924

    • CF30 Customer (13 Jun 2019 to 22 Sep 2022)
    • CF1 Director (AR) (13 Jun 2019 to 22 Sep 2022)
  • David Bolger

    IRN DXB00482

    • CF30 Customer (30 Jan 2023 to 1 Feb 2023)
    • CF1 Director (AR) (30 Jan 2023 to 1 Feb 2023)
  • David Conrad Norris

    IRN DCN01031

    • CF30 Customer (11 Apr 2014 to 15 Jul 2016)
  • David Fisher

    IRN DXF00291

    • [FCA CF] Client dealing (15 Jan 2024 to 31 Oct 2025)
  • David George Lake

    IRN DGL01035

    • CF4 Partner (AR) (7 Mar 2014 to 21 Aug 2014)
    • CF30 Customer (7 Mar 2014 to 21 Aug 2014)
  • David Goldwin Chiti-Mukulu Pollard

    IRN DGP01042

    • CF30 Customer (9 Feb 2015 to 5 Nov 2018)
    • CF1 Director (AR) (9 Feb 2015 to 5 Nov 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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