David George Lake

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amundi (UK) Limited

    FRN 114503

    • [FCA CF] Client dealing (since 17 Jun 2022)
    • [FCA CF] Manager of certification employee (since 17 Jun 2022)
    • [FCA CF] Material risk taker (since 17 Jun 2022)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF4 Partner (AR) (7 Mar 2014 to 21 Aug 2014)
    • CF30 Customer (7 Mar 2014 to 21 Aug 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (14 Oct 2008 to 31 Jan 2013)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 23 May 2008)
    • CF21 Investment Adviser (2 Jun 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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