Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Richard John Wilson
IRN RJW01163
- CF30 Customer (8 Oct 2013 to 5 Nov 2015)
Ritchie Oriol
IRN RXO01164
- CF30 Customer (19 Apr 2017 to 10 Oct 2017)
Robert Andrew Rowland
IRN RAR01062
- CF30 Customer (17 Dec 2018 to 7 Feb 2019)
- CF1 Director (AR) (17 Dec 2018 to 7 Feb 2019)
Robert Bernard Devine
IRN RBD01021
- CF30 Customer (27 Feb 2013 to 4 Feb 2015)
Robert Dean Wylie
IRN RDW01068
- CF1 Director (AR) (since 15 Apr 2024)
- CF30 Customer (since 15 Apr 2024)
Robert Ghenchev
IRN RXG01442
- CF30 Customer (13 Sep 2010 to 8 Oct 2010)
Robert James Capp
IRN RJC01362
- CF4 Partner (AR) (27 Apr 2017 to 30 May 2018)
Robert James Mundy
IRN RJM01437
- CF1 Director (AR) (since 9 Oct 2019)
- CF1 Director (AR) (18 Feb 2016 to 31 May 2019)
Robert Michael Stephen Desborough
IRN RMD01122
- CF30 Customer (12 Feb 2015 to 29 Nov 2016)
Robert Victor Richard Power
IRN RVP01013
- CF4 Partner (AR) (1 Nov 2016 to 18 Nov 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

M C Squared Global Investors LLP (no longer appointed)
FRN 552492 · Appointed 1 Jun 2011 · Until 21 Dec 2011
Park Lane Capital Advisory Limited (no longer appointed)
FRN 550232 · Appointed 9 May 2011 · Until 29 Jan 2018
Drona Capital Ltd (no longer appointed)
FRN 543120 · Appointed 15 Mar 2011 · Until 21 Oct 2011
Arbitrade Limited (no longer appointed)
FRN 543122 · Appointed 15 Mar 2011 · Until 2 Nov 2011
Pakenham Partners Limited (no longer appointed)
FRN 542094 · Appointed 24 Feb 2011 · Until 15 Jan 2021 · Tied agent
Pemberton Capital Advisors LLP (no longer appointed)
FRN 541791 · Appointed 18 Feb 2011 · Until 1 Oct 2013
Susan Johns LLP (no longer appointed)
FRN 541626 · Appointed 16 Feb 2011 · Until 30 Jun 2011
Sarum Capital LLP (no longer appointed)
FRN 536218 · Appointed 19 Nov 2010 · Until 15 Jul 2016
Ballance Advisors UK Limited (no longer appointed)
FRN 536221 · Appointed 19 Nov 2010 · Until 14 Mar 2011
Horizon Properties Capital Limited (no longer appointed)
FRN 528676 · Appointed 28 Jul 2010 · Until 21 Apr 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.