Ritchie Oriol

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Baring International Investment Limited
FRN 122628
- [FCA CF] Client dealing (since 2 Aug 2023)
- [FCA CF] Manager of certification employee (since 2 Aug 2023)
Baring Asset Management Limited
FRN 170601
- [FCA CF] Client dealing (since 2 Aug 2023)
- [FCA CF] Manager of certification employee (since 2 Aug 2023)
BARINGS (U.K.) LIMITED
FRN 194662
- [FCA CF] Client dealing (since 2 Aug 2023)
- [FCA CF] Manager of certification employee (since 2 Aug 2023)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (16 Apr 2018 to 1 Aug 2022)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF30 Customer (19 Apr 2017 to 10 Oct 2017)
CQS (UK) LLP (no longer approved here)
FRN 400496
- CF30 Customer (17 Jan 2011 to 4 Dec 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.