Robert James Mundy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sturgeon Ventures LLP
FRN 452811
- CF1 Director (AR) (since 9 Oct 2019)
- CF1 Director (AR) (18 Feb 2016 to 31 May 2019)
Research Tree Limited
FRN 735919
- (1)Employed By (since 9 Oct 2019)
- (2)Employed By (18 Feb 2016 to 31 May 2019)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF30 Customer (4 Sep 2009 to 19 Jul 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.