Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jamie John Adams

  IRN JJA01011

  • CF30 Customer (17 Jul 2013 to 3 Jul 2020)
  • CF1 Director (AR) (17 Jul 2013 to 3 Jul 2020)
• Jamie Robert Whipp

  IRN JRW00131

  • CF30 Customer (25 Jan 2016 to 17 Oct 2016)
• Jana Zarges

  IRN JXZ00067

  • CF30 Customer (10 Jul 2023 to 20 Jul 2024)
• Janine Lynne Lewis

  IRN JLL01073

  • CF1 Director (AR) (14 Apr 2016 to 5 May 2017)
  • CF30 Customer (14 Apr 2016 to 5 May 2017)
• Jean Francois Rollet de Fougerolles

  IRN JFR01054

  • CF30 Customer (2 Apr 2013 to 27 Feb 2014)
• Jean-Francois Albert Cizain

  IRN JAC01199

  • CF30 Customer (since 18 Nov 2013)
  • CF1 Director (AR) (since 18 Nov 2013)
• Jean-Philippe Constant Verdier

  IRN JXV01057

  • CF30 Customer (20 Dec 2016 to 28 Feb 2020)
  • CF1 Director (AR) (20 Dec 2016 to 28 Feb 2020)
• Jean-Pierre Vandromme

  IRN JXV01191

  • CF30 Customer (14 Mar 2011 to 1 Oct 2013)
  • CF4 Partner (AR) (14 Mar 2011 to 1 Oct 2013)
• Jeff Sven Gustav Fridberg

  IRN JSF01061

  • CF30 Customer (24 Oct 2008 to 8 Oct 2010)
• Jeremy Laurence Curnock Cook

  IRN JLC01073

  • [FCA CF] Client dealing (since 30 Jun 2021)
  • CF1 Director (AR) (since 21 Dec 2018)
  • [FCA CF] Material risk taker (30 Jun 2021 to 8 Jun 2023)

• M C Squared Global Investors LLP (no longer appointed)

  FRN 552492 · Appointed 1 Jun 2011 · Until 21 Dec 2011

• Park Lane Capital Advisory Limited (no longer appointed)

  FRN 550232 · Appointed 9 May 2011 · Until 29 Jan 2018

• Drona Capital Ltd (no longer appointed)

  FRN 543120 · Appointed 15 Mar 2011 · Until 21 Oct 2011

• Arbitrade Limited (no longer appointed)

  FRN 543122 · Appointed 15 Mar 2011 · Until 2 Nov 2011

• Pakenham Partners Limited (no longer appointed)

  FRN 542094 · Appointed 24 Feb 2011 · Until 15 Jan 2021 · Tied agent

• Pemberton Capital Advisors LLP (no longer appointed)

  FRN 541791 · Appointed 18 Feb 2011 · Until 1 Oct 2013

• Susan Johns LLP (no longer appointed)

  FRN 541626 · Appointed 16 Feb 2011 · Until 30 Jun 2011

• Sarum Capital LLP (no longer appointed)

  FRN 536218 · Appointed 19 Nov 2010 · Until 15 Jul 2016

• Ballance Advisors UK Limited (no longer appointed)

  FRN 536221 · Appointed 19 Nov 2010 · Until 14 Mar 2011

• Horizon Properties Capital Limited (no longer appointed)

  FRN 528676 · Appointed 28 Jul 2010 · Until 21 Apr 2011

No changes recorded yet.