Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jamie John Adams

  IRN JJA01011

  • CF30 Customer (17 Jul 2013 to 3 Jul 2020)
  • CF1 Director (AR) (17 Jul 2013 to 3 Jul 2020)
• Jamie Robert Whipp

  IRN JRW00131

  • CF30 Customer (25 Jan 2016 to 17 Oct 2016)
• Jana Zarges

  IRN JXZ00067

  • CF30 Customer (10 Jul 2023 to 20 Jul 2024)
• Janine Lynne Lewis

  IRN JLL01073

  • CF1 Director (AR) (14 Apr 2016 to 5 May 2017)
  • CF30 Customer (14 Apr 2016 to 5 May 2017)
• Jean Francois Rollet de Fougerolles

  IRN JFR01054

  • CF30 Customer (2 Apr 2013 to 27 Feb 2014)
• Jean-Francois Albert Cizain

  IRN JAC01199

  • CF30 Customer (since 18 Nov 2013)
  • CF1 Director (AR) (since 18 Nov 2013)
• Jean-Philippe Constant Verdier

  IRN JXV01057

  • CF30 Customer (20 Dec 2016 to 28 Feb 2020)
  • CF1 Director (AR) (20 Dec 2016 to 28 Feb 2020)
• Jean-Pierre Vandromme

  IRN JXV01191

  • CF30 Customer (14 Mar 2011 to 1 Oct 2013)
  • CF4 Partner (AR) (14 Mar 2011 to 1 Oct 2013)
• Jeff Sven Gustav Fridberg

  IRN JSF01061

  • CF30 Customer (24 Oct 2008 to 8 Oct 2010)
• Jeremy Laurence Curnock Cook

  IRN JLC01073

  • [FCA CF] Client dealing (since 30 Jun 2021)
  • CF1 Director (AR) (since 21 Dec 2018)
  • [FCA CF] Material risk taker (30 Jun 2021 to 8 Jun 2023)

• Kuber Ventures Ltd (no longer appointed)

  FRN 574987 · Appointed 19 Nov 2012 · Until 31 Jan 2020

• Flow East LLP (no longer appointed)

  FRN 590152 · Appointed 24 Oct 2012 · Until 30 Sep 2014

• Apache Partners LLP (no longer appointed)

  FRN 590045 · Appointed 23 Oct 2012 · Until 31 Mar 2014 · Tied agent

• KGM Capital LLP (no longer appointed)

  FRN 589913 · Appointed 18 Oct 2012 · Until 27 Nov 2014

• Old Burlington Ventures LLP (no longer appointed)

  FRN 589641 · Appointed 11 Oct 2012 · Until 17 Dec 2014

• Pertho PLC (no longer appointed)

  FRN 589015 · Appointed 1 Oct 2012 · Until 20 Jul 2013 · Tied agent

• Palomar Capital Management LLP (no longer appointed)

  FRN 584567 · Appointed 22 Aug 2012 · Until 30 Dec 2012 · Tied agent

• Alcazar Investment Management Limited (no longer appointed)

  FRN 584613 · Appointed 13 Jul 2012 · Until 8 May 2015

• Theta Capital Partners LLP (no longer appointed)

  FRN 584392 · Appointed 10 Jul 2012 · Until 30 Dec 2012

• Argyll Investment Services (UK) Limited (no longer appointed)

  FRN 583602 · Appointed 27 Jun 2012 · Until 30 Dec 2012 · Tied agent

No changes recorded yet.