Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Daniel Fisher
IRN DXF14959
- CF30 Customer (16 May 2019 to 20 Oct 2020)
- CF1 Director (AR) (16 May 2019 to 20 Oct 2020)
Daniel James Gibney
IRN DJG01229
- CF30 Customer (1 Oct 2009 to 8 Oct 2010)
Darren Craig Cohen
IRN DCC01081
- CF30 Customer (since 20 Jul 2015)
- CF1 Director (AR) (since 20 Jul 2015)
David Alexander Hyman
IRN DAH01298
- CF1 Director (AR) (18 Jul 2013 to 17 Mar 2014)
- CF30 Customer (18 Jul 2013 to 17 Mar 2014)
David Arthur York
IRN DXY15924
- CF30 Customer (13 Jun 2019 to 22 Sep 2022)
- CF1 Director (AR) (13 Jun 2019 to 22 Sep 2022)
David Bolger
IRN DXB00482
- CF30 Customer (30 Jan 2023 to 1 Feb 2023)
- CF1 Director (AR) (30 Jan 2023 to 1 Feb 2023)
David Conrad Norris
IRN DCN01031
- CF30 Customer (11 Apr 2014 to 15 Jul 2016)
David Fisher
IRN DXF00291
- [FCA CF] Client dealing (15 Jan 2024 to 31 Oct 2025)
David George Lake
IRN DGL01035
- CF4 Partner (AR) (7 Mar 2014 to 21 Aug 2014)
- CF30 Customer (7 Mar 2014 to 21 Aug 2014)
David Goldwin Chiti-Mukulu Pollard
IRN DGP01042
- CF30 Customer (9 Feb 2015 to 5 Nov 2018)
- CF1 Director (AR) (9 Feb 2015 to 5 Nov 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Schulenburg Capital Ltd (no longer appointed)
FRN 616210 · Appointed 20 Feb 2014 · Until 17 Dec 2018
Reynolds Ventures Ltd (no longer appointed)
FRN 615367 · Appointed 6 Feb 2014 · Until 7 Jul 2015 · Tied agent
Mitheridge Capital Partners Ltd (no longer appointed)
FRN 607326 · Appointed 16 Sep 2013 · Until 11 Mar 2015
Northridge Advisory Limited (no longer appointed)
FRN 604059 · Appointed 9 Jul 2013 · Until 3 Jul 2020 · Tied agent
Centrium Capital Markets Limited (no longer appointed)
FRN 602446 · Appointed 11 Jun 2013 · Until 17 Mar 2014
Global Liquid Strategies Limited (no longer appointed)
FRN 602278 · Appointed 6 Jun 2013 · Until 19 Jan 2017
Unesta Capital Ltd (no longer appointed)
FRN 600838 · Appointed 9 May 2013 · Until 24 Dec 2013 · Tied agent
Theta Capital Partners LLP (no longer appointed)
FRN 584392 · Appointed 25 Mar 2013 · Until 24 Jun 2014
JustInvesting Limited (no longer appointed)
FRN 595702 · Appointed 11 Feb 2013 · Until 15 Oct 2014
Meru Capital (UK) Limited (no longer appointed)
FRN 595016 · Appointed 25 Jan 2013 · Until 21 Aug 2014 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.