Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard John Wilson
IRN RJW01163
- CF30 Customer (8 Oct 2013 to 5 Nov 2015)
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Ritchie Oriol
IRN RXO01164
- CF30 Customer (19 Apr 2017 to 10 Oct 2017)
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Robert Andrew Rowland
IRN RAR01062
- CF30 Customer (17 Dec 2018 to 7 Feb 2019)
- CF1 Director (AR) (17 Dec 2018 to 7 Feb 2019)
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Robert Bernard Devine
IRN RBD01021
- CF30 Customer (27 Feb 2013 to 4 Feb 2015)
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Robert Dean Wylie
IRN RDW01068
- CF1 Director (AR) (since 15 Apr 2024)
- CF30 Customer (since 15 Apr 2024)
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Robert Ghenchev
IRN RXG01442
- CF30 Customer (13 Sep 2010 to 8 Oct 2010)
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Robert James Capp
IRN RJC01362
- CF4 Partner (AR) (27 Apr 2017 to 30 May 2018)
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Robert James Mundy
IRN RJM01437
- CF1 Director (AR) (since 9 Oct 2019)
- CF1 Director (AR) (18 Feb 2016 to 31 May 2019)
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Robert Michael Stephen Desborough
IRN RMD01122
- CF30 Customer (12 Feb 2015 to 29 Nov 2016)
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Robert Victor Richard Power
IRN RVP01013
- CF4 Partner (AR) (1 Nov 2016 to 18 Nov 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Helmsley Securities Ltd (no longer appointed)
FRN 677816 · Appointed 19 Mar 2015 · Until 27 Oct 2015 · Tied agent
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Iron Box Capital Ltd (no longer appointed)
FRN 670397 · Appointed 6 Feb 2015 · Until 4 Nov 2020 · Tied agent
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Infrastructure Partnership LLP (no longer appointed)
FRN 626405 · Appointed 28 Jan 2015 · Until 19 Feb 2016
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Financial Advisory Services Ltd (no longer appointed)
FRN 655277 · Appointed 24 Nov 2014 · Until 25 Mar 2026
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BGR Asset Management LLP (no longer appointed)
FRN 649141 · Appointed 8 Oct 2014 · Until 7 Nov 2016 · Tied agent
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WoodsWater Capital (UK) Ltd (no longer appointed)
FRN 629505 · Appointed 1 Aug 2014 · Until 28 Apr 2015
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i for change Ltd (no longer appointed)
FRN 628266 · Appointed 15 Jul 2014 · Until 2 Jul 2023 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.