Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jamie John Adams
IRN JJA01011
- CF30 Customer (17 Jul 2013 to 3 Jul 2020)
- CF1 Director (AR) (17 Jul 2013 to 3 Jul 2020)
Jamie Robert Whipp
IRN JRW00131
- CF30 Customer (25 Jan 2016 to 17 Oct 2016)
Jana Zarges
IRN JXZ00067
- CF30 Customer (10 Jul 2023 to 20 Jul 2024)
Janine Lynne Lewis
IRN JLL01073
- CF1 Director (AR) (14 Apr 2016 to 5 May 2017)
- CF30 Customer (14 Apr 2016 to 5 May 2017)
Jean Francois Rollet de Fougerolles
IRN JFR01054
- CF30 Customer (2 Apr 2013 to 27 Feb 2014)
Jean-Francois Albert Cizain
IRN JAC01199
- CF30 Customer (since 18 Nov 2013)
- CF1 Director (AR) (since 18 Nov 2013)
Jean-Philippe Constant Verdier
IRN JXV01057
- CF30 Customer (20 Dec 2016 to 28 Feb 2020)
- CF1 Director (AR) (20 Dec 2016 to 28 Feb 2020)
Jean-Pierre Vandromme
IRN JXV01191
- CF30 Customer (14 Mar 2011 to 1 Oct 2013)
- CF4 Partner (AR) (14 Mar 2011 to 1 Oct 2013)
Jeff Sven Gustav Fridberg
IRN JSF01061
- CF30 Customer (24 Oct 2008 to 8 Oct 2010)
Jeremy Laurence Curnock Cook
IRN JLC01073
- [FCA CF] Client dealing (since 30 Jun 2021)
- CF1 Director (AR) (since 21 Dec 2018)
- [FCA CF] Material risk taker (30 Jun 2021 to 8 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Helmsley Securities Ltd (no longer appointed)
FRN 677816 · Appointed 19 Mar 2015 · Until 27 Oct 2015 · Tied agent
Kleos Investments Ltd (no longer appointed)
FRN 671844 · Appointed 16 Feb 2015 · Until 23 Nov 2017
Iron Box Capital Ltd (no longer appointed)
FRN 670397 · Appointed 6 Feb 2015 · Until 4 Nov 2020 · Tied agent
Pollards et Filles Ltd (no longer appointed)
FRN 669111 · Appointed 30 Jan 2015 · Until 6 Nov 2018
Infrastructure Partnership LLP (no longer appointed)
FRN 626405 · Appointed 28 Jan 2015 · Until 19 Feb 2016
Decca Capital Ltd (no longer appointed)
FRN 658654 · Appointed 8 Dec 2014 · Until 9 Apr 2015
Financial Advisory Services Ltd (no longer appointed)
FRN 655277 · Appointed 24 Nov 2014 · Until 25 Mar 2026
BGR Asset Management LLP (no longer appointed)
FRN 649141 · Appointed 8 Oct 2014 · Until 7 Nov 2016 · Tied agent
WoodsWater Capital (UK) Ltd (no longer appointed)
FRN 629505 · Appointed 1 Aug 2014 · Until 28 Apr 2015
i for change Ltd (no longer appointed)
FRN 628266 · Appointed 15 Jul 2014 · Until 2 Jul 2023 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.