Date authorised
1 April 2013
Companies House
OC319614
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit D Heathmans House
    19 Heathmans Road
    London
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +442031674625
  • Complaints Contact

    Unit D Heathmans House
    19 Heathmans Road
    London
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Howard Lacy

    IRN HXL01034

    • CF4 Partner (AR) (28 Sep 2010 to 31 Jul 2012)
    • CF30 Customer (28 Sep 2010 to 15 Dec 2011)
  • Ian McAndrew

    IRN IXM01619

    • CF1 Director (AR) (27 Mar 2015 to 27 Oct 2015)
  • Ian Richard Jeffery

    IRN IRJ01024

    • CF1 Director (AR) (20 Dec 2017 to 31 Mar 2021)
  • Ignacio Martin-Chocano

    IRN IXM74460

    • CF1 Director (AR) (since 24 Dec 2025)
    • CF30 Customer (since 23 Jul 2024)
  • Ignacio Monereo Perez-Carasa

    IRN IXM00264

    • CF30 Customer (since 28 Mar 2023)
    • [FCA CF] Material risk taker (21 Jul 2023 to 30 Aug 2023)
    • [FCA CF] Client dealing (28 Mar 2023 to 20 Oct 2025)
  • Ilia Georges Tchelikidi

    IRN IGT00020

    • CF30 Customer (10 Dec 2018 to 25 Sep 2020)
    • CF1 Director (AR) (10 Dec 2018 to 25 Sep 2020)
  • Isobel Mary Pickett

    IRN IMS01043

    • CF30 Customer (15 Mar 2016 to 2 Oct 2017)
    • CF1 Director (AR) (25 Nov 2010 to 14 Mar 2011)
  • Jamal Dutheil

    IRN JXD02506

    • CF30 Customer (6 Apr 2017 to 26 Feb 2018)
    • CF1 Director (AR) (6 Apr 2017 to 15 Mar 2018)
  • James Anthony Goodsall

    IRN JAG01284

    • CF1 Director (AR) (22 Feb 2013 to 25 Sep 2014)
    • CF30 Customer (22 Feb 2013 to 25 Sep 2014)
  • James Barrie Neave

    IRN JBN01015

    • CF1 Director (AR) (3 Jun 2016 to 26 Feb 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.