Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (15 Mar 2016 to 2 Oct 2017)
    • CF1 Director (AR) (25 Nov 2010 to 14 Mar 2011)
  • Arkview Advisors Ltd (no longer approved here)

    FRN 683314

    • Employed By (15 Mar 2016 to 2 Oct 2017)
  • Ballance Advisors UK Limited (no longer approved here)

    FRN 536221

    • Employed By (25 Nov 2010 to 14 Mar 2011)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (1 Nov 2007 to 5 Jan 2009)
    • CF21 Investment Adviser (30 Oct 2003 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 5 Jan 2009)
    • CF21 Investment Adviser (7 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.