James Barrie Neave

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF1 Director (AR) (3 Jun 2016 to 26 Feb 2018)
Arkview Advisors Ltd (no longer approved here)
FRN 683314
- Employed By (3 Jun 2016 to 26 Feb 2018)
Ballance Advisors UK Limited (no longer approved here)
FRN 536221
- Employed By (11 Feb 2011 to 14 Mar 2011)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF26 Customer Trading (21 Apr 2005 to 16 Aug 2005)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF26 Customer Trading (6 Sep 2002 to 16 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.