Streets Financial Consulting Limited

Date authorised
1 April 2013
Companies House
02029793
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tower House
    Lucy Tower Street
    Lincoln
    Lincolnshire
    LN1 1XW
    UNITED KINGDOM
    Phone
    +4401522536108
    Web
    https://www.sfcplc.co.uk

  • Complaints Contact

    Tower House
    Lucy Tower Street
    Lincoln
    Lincolnshire
    LN1 1XW
    UNITED KINGDOM
    Phone
    +4401522536108

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenneth Smith

    IRN KXS01293

    • CF30 Customer (1 Mar 2008 to 12 Mar 2010)
  • Leonard Daniel Quinlan

    IRN LDQ00001

    • CF1 Director (1 Dec 2001 to 8 Apr 2004)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 8 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2004)
  • Linda Jane Lord

    IRN LJL01067

    • CF1 Director (3 Jul 2014 to 1 Jun 2018)
  • Mark Philip John Bradshaw

    IRN MPB01165

    • CF1 Director (9 Jul 2014 to 1 Jun 2018)
  • Martyn Terence Gregory

    IRN MTG00010

    • CF30 Customer (25 Feb 2013 to 31 May 2016)
  • Nicholas Ian Bunch

    IRN NIB01013

    • CF30 Customer (1 Nov 2007 to 12 Mar 2010)
    • CF22 Investment Adviser (Trainee) (1 Sep 2005 to 31 Oct 2007)
  • Nicholas Kirk

    IRN NXK00001

    • CF1 Director (1 Dec 2001 to 29 Jun 2007)
  • Patrick Bruce Varley

    IRN PBV01005

    • CF30 Customer (15 Nov 2016 to 1 Jul 2019)
  • Paul Brian Nolan

    IRN PBN00003

    • CF30 Customer (1 Nov 2007 to 10 Jun 2009)
    • CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2006 to 6 Feb 2007)
  • Paul Frederick Tutin

    IRN PFT01012

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 21 Oct 2013)
    • CF8 Apportionment and Oversight (17 Aug 2004 to 31 Oct 2007)
    • CF3 Chief Executive (30 Jun 2003 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.