Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (12 Oct 2009 to 26 Jul 2012)
- CF21 Investment Adviser (1 Dec 2001 to 7 May 2004)
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- CF30 Customer (1 Nov 2007 to 10 Jun 2009)
- CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Jul 2006 to 6 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.