Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 21 Oct 2013)
    • CF8 Apportionment and Oversight (17 Aug 2004 to 31 Oct 2007)
    • CF3 Chief Executive (30 Jun 2003 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (AR) (since 8 Feb 2008)
    • Employed By (since 8 Feb 2008)
  • Oasis Cover Limited (no longer approved here)

    FRN 744721

    • CF1 Director (3 Oct 2016 to 2 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

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