Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Streets Financial Consulting Limited
FRN 116445
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (16 May 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 21 Oct 2013)
- CF8 Apportionment and Oversight (17 Aug 2004 to 31 Oct 2007)
- CF3 Chief Executive (30 Jun 2003 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 8 Feb 2008)
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Tower House Wealth Management Limited
FRN 478521
- Employed By (since 8 Feb 2008)
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- CF1 Director (3 Oct 2016 to 2 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.