Stonewood Wealth Management LLP

Date authorised
19 September 2014
Companies House
OC389370
Last scraped
16 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ninth Floor
    Landmark St. Peters Square
    Manchester
    M1 4PB
    UNITED KINGDOM
    Phone
    +4401932832210
    Web
    https://www.stonewoodwealth.com

  • Complaints Contact

    Ninth Floor,
    Landmark, St. Peters Square
    Manchester
    M1 4PB
    UNITED KINGDOM
    Phone
    +4401932832210

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Monogram CM Ltd

    IRN XXM21746

    • (31)SMF27 Partner (17 Dec 2019 to 9 Mar 2020)
  • . VM Finance Group AD

    IRN XXV01065

    • (35)SMF27 Partner (9 Dec 2019 to 9 Mar 2020)
    • (36)CF4 Partner (30 Jan 2017 to 8 Dec 2019)
  • Amir Levy

    IRN AXL01349

    • (19)CF30 Customer (11 Jan 2018 to 29 Jun 2018)
  • Charles Alfred Richard Gillams

    IRN CAG01065

    • (32)CF10 Compliance Oversight (30 Jul 2019 to 12 Nov 2019)
  • Daniel Rodrigues Granja

    IRN DRG01134

    • (18)CF30 Customer (1 Jul 2016 to 8 Dec 2019)
  • Gabriella Blair

    IRN GXB00677

    • (4)[FCA CF] Client dealing (6 Aug 2025 to 31 Dec 2025)
    • (5)[FCA CF] Functions requiring qualifications (6 Aug 2025 to 31 Dec 2025)
  • James Easterbrook

    IRN JXE00138

    • (33)SMF3 Executive Director (23 May 2024 to 31 Dec 2024)
    • (34)[FCA CF] Client dealing (1 Feb 2021 to 31 Dec 2024)
  • James Inigo Balcomb Twidale

    IRN JXT00288

    • (4)14. Managing investments
    • (5)SMF3 Executive Director (since 18 Dec 2023)
    • (7)[FCA CF] Functions requiring qualifications (since 28 Nov 2022)
    • (6)[FCA CF] Client dealing (since 1 Feb 2021)
  • Jeremy Hyman Martell

    IRN JHM00008

    • (8)[FCA CF] Client dealing (1 Mar 2021 to 9 Jul 2021)
  • Lee Elliott Pittal

    IRN LEP00002

    • (29)[FCA CF] Functions requiring qualifications (16 Mar 2022 to 29 Nov 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3)[FCA CF] Functions requiring qualifications

  2. controlled function added: (2)[FCA CF] Client dealing

  3. controlled function added: (1)14. Managing investments

  4. controlled function added: (36)CF4 Partner

  5. controlled function added: (35)SMF27 Partner

  6. controlled function added: (34)[FCA CF] Client dealing

  7. controlled function added: (33)SMF3 Executive Director

  8. controlled function added: (32)CF10 Compliance Oversight

  9. controlled function added: (31)SMF27 Partner

  10. controlled function added: (30)SMF17 Money Laundering Reporting Officer (MLRO)

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