Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (8)[FCA CF] Client dealing (1 Mar 2021 to 9 Jul 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jun 2021)
- CF30 Customer (30 Jan 2013 to 8 Dec 2019)
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- CF1 Director (AR) (18 Jan 2011 to 24 Dec 2012)
- CF30 Customer (29 Oct 2010 to 24 Dec 2012)
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- CF21 Investment Adviser (1 Mar 2005 to 5 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (8)[FCA CF] Client dealing at Stonewood Wealth Management LLP