Stonehage Fleming Financial Services Limited

• Principal Place of Business

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

  Web

  https://www.stonehagefleming.com

• Complaints Contact

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leonard William Durham

  IRN LWD01012

  • CF1 Director (28 Nov 2008 to 19 Apr 2010)
• Livio John Caiolfa

  IRN LJC01099

  • CF22 Investment Adviser (Trainee) (3 Dec 2002 to 2 Mar 2004)
• Lucy Amanda Birtwistle

  IRN LAH01093

  • [FCA CF] Client dealing (since 8 Mar 2023)
  • [FCA CF] Manager of certification employee (4 May 2023 to 23 Dec 2025)
• Margaret Ann Kilcoyne

  IRN MXK00253

  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2021)
• Matthew David Robertson

  IRN MDR01093

  • CF28 Systems and controls (1 Nov 2007 to 13 Jun 2008)
  • CF13 Finance (31 Aug 2005 to 31 Oct 2007)
• Paul Dennis Weldon

  IRN PXW01736

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (16 Jan 2023 to 18 Apr 2024)
  • CF30 Customer (19 Nov 2015 to 8 Dec 2019)
  • CF1 Director (10 Apr 2015 to 8 Dec 2019)
• Priyanka Hindocha

  IRN PXH00337

  • SMF1 Chief Executive (since 30 Nov 2024)
  • SMF3 Executive Director (since 30 Nov 2024)
  • [FCA CF] Manager of certification employee (since 6 Jul 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Richard Bruce Mitchell

  IRN RBM01030

  • CF13 Finance (1 Dec 2001 to 22 Jan 2004)
• Richard Charles Jaffee

  IRN RCJ01024

  • CF30 Customer (1 Nov 2007 to 29 May 2009)
  • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
• Robert Fidgen

  IRN RXF00259

  • [FCA CF] Client dealing (since 3 May 2023)

No changes recorded yet.