Richard Charles Jaffee

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tajfo Limited (no longer approved here)

    FRN 515118

    • CF1 Director (19 Apr 2010 to 14 Dec 2010)
    • CF30 Customer (19 Apr 2010 to 14 Dec 2010)
    • CF11 Money Laundering Reporting (19 Apr 2010 to 14 Dec 2010)
    • CF10 Compliance Oversight (19 Apr 2010 to 14 Dec 2010)
  • Stonehage Fleming Financial Services Limited (no longer approved here)

    FRN 150118

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
  • Credo Capital Limited (no longer approved here)

    FRN 192204

    • CF23 Corporate Finance Adviser (20 Sep 2004 to 27 Jun 2005)
    • CF1 Director (20 Sep 2004 to 7 Aug 2007)
    • CF21 Investment Adviser (28 May 2004 to 7 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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