Stonehage Fleming Financial Services Limited

• Principal Place of Business

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

  Web

  https://www.stonehagefleming.com

• Complaints Contact

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George Raymond Dodge

  IRN GXD00295

  • [FCA CF] Client dealing (17 Jan 2023 to 15 Oct 2025)
• Giuseppe Guido Ciucci

  IRN GGC01019

  • CF2 Non Executive Director (29 Apr 2010 to 31 Mar 2012)
  • CF1 Director (1 Dec 2001 to 29 Apr 2010)
• Glenn Martin Francis Murphy

  IRN GXM00249

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
• Glynn Kyle Chambers

  IRN GXC00212

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
• Gregory William Harris

  IRN GWH01069

  • [FCA CF] Client dealing (since 14 Mar 2023)
  • [FCA CF] Manager of certification employee (since 30 Jun 2022)
  • SMF3 Executive Director (since 30 Jun 2022)
  • SMF1 Chief Executive (5 Dec 2023 to 2 Dec 2024)
• Guy Andrew Hudson

  IRN GAH01052

  • [FCA CF] Significant management (9 Dec 2019 to 11 Mar 2021)
• Hamish Warren Sinclair

  IRN HWS01019

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
  • CF1 Director (13 Apr 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 11 Nov 2010)
  • CF21 Investment Adviser (17 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (26 Jul 2005 to 17 Feb 2006)
• Harold Aubrey Gorvy

  IRN HAG01007

  • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2010)
• Ines Dawson

  IRN IXD00099

  • [FCA CF] Client dealing (since 12 Jun 2023)
• Irwin Spilka

  IRN IXS01116

  • CF11 Money Laundering Reporting (27 Sep 2016 to 31 Dec 2016)
  • CF10 Compliance Oversight (29 Jun 2009 to 31 Dec 2016)

No changes recorded yet.