Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stonehage Fleming Financial Services Limited
FRN 150118
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
- CF1 Director (13 Apr 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 11 Nov 2010)
- CF21 Investment Adviser (17 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Jul 2005 to 17 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.