Stonehage Fleming Advisory Limited

• Principal Place of Business

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

  Web

  https://www.stonehagefleming.com

• Complaints Contact

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Douglas Schuster

  IRN RDS01056

  • CF1 Director (24 Feb 2010 to 16 Jan 2015)
• Robin Simon Graham Oliver

  IRN RSO01007

  • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2005)
• Robin William Renwick of Clifton

  IRN RWR01019

  • CF2 Non Executive Director (4 Mar 2010 to 10 Jul 2019)
• Robyn Bramwell

  IRN RXB00654

  • [FCA CF] Client dealing (since 27 Jun 2022)
• Rochelle Victoria Seguss

  IRN RVS01010

  • CF30 Customer (6 Jun 2008 to 10 Jun 2011)
• Roderick John Fleming

  IRN RJF01079

  • CF1 Director (1 Dec 2001 to 20 May 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2005)
• Sam Denis Oscar Wood

  IRN SDW01089

  • CF30 Customer (13 May 2008 to 30 Sep 2013)
• Shelby Robert du Pasquier

  IRN SRD01107

  • CF2 Non Executive Director (13 Apr 2015 to 8 Dec 2019)
• Sian Cameilia Stella Savage

  IRN SCS01064

  • CF11 Money Laundering Reporting (15 Aug 2012 to 28 Sep 2017)
  • CF10 Compliance Oversight (15 Aug 2012 to 28 Sep 2017)
• Simon David Peck

  IRN SDP01068

  • CF1 Director (12 Mar 2012 to 5 Nov 2012)

No changes recorded yet.