Stonehage Fleming Advisory Limited

Date authorised
1 April 2013
Companies House
04027724
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 St. James's Square
    London
    SW1Y 4JU
    UNITED KINGDOM
    Phone
    +442070870000
    Web
    https://www.stonehagefleming.com

  • Complaints Contact

    6 St. James's Square
    London
    SW1Y 4JU
    UNITED KINGDOM
    Phone
    +442070870000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Hunter Boadle

    IRN SHB01038

    • SMF9 Chair of the Governing Body (17 Feb 2020 to 16 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 11 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2024)
    • CF1 Director (1 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2017 to 8 Dec 2019)
  • Stuart Phillip Parkinson

    IRN SPP01090

    • SMF3 Executive Director (5 Mar 2025 to 24 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.