Stonehage Fleming Advisory Limited

• Principal Place of Business

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

  Web

  https://www.stonehagefleming.com

• Complaints Contact

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elliot Domingue

  IRN EXD00145

  • [FCA CF] Client dealing (since 27 Jun 2022)
• Gavin Mark Rochussen

  IRN GMR01053

  • CF1 Director (18 Apr 2002 to 3 Sep 2008)
  • CF13 Finance (18 Apr 2002 to 1 Nov 2004)
• Glenn Martin Francis Murphy

  IRN GXM00249

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
• Guy Andrew Hudson

  IRN GAH01052

  • [FCA CF] Significant management (9 Dec 2019 to 11 Mar 2021)
• Guy Gibson Beringer

  IRN GGB01035

  • CF2 Non Executive Director (26 Feb 2010 to 15 Jan 2015)
• Guy Phillip Leadbeater

  IRN GPL01019

  • CF23 Corporate Finance Adviser (24 Jun 2002 to 24 Jun 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
• Ian De Burgh Marsh

  IRN IAD01013

  • CF2 Non Executive Director (21 Apr 2015 to 31 Mar 2016)
  • CF1 Director (13 Mar 2012 to 21 Apr 2015)
• Jake William Hogarth Irwin

  IRN JWI01002

  • CF3 Chief Executive (4 Jun 2008 to 6 May 2014)
  • CF1 Director (1 Apr 2008 to 6 May 2014)
  • CF30 Customer (1 Nov 2007 to 6 May 2014)
  • CF23 Corporate Finance Adviser (27 Jan 2003 to 31 Oct 2007)
• John Anthony Craven

  IRN JAC01163

  • CF2 Non Executive Director (11 Apr 2005 to 6 Sep 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2002)
• Justin Garner Roberts

  IRN JGR01063

  • CF30 Customer (23 Jan 2014 to 3 Aug 2018)

No changes recorded yet.