Date authorised
2 July 2018
Companies House
10685123
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 4
    Eagle House
    108-110 Jermyn Street
    London
    SW1Y 6HA
    UNITED KINGDOM
    Phone
    +4402076591124
  • Complaints Contact

    Floor 4
    Eagle House, 108-110 Jermyn Street
    London
    SW1Y 6HA
    UNITED KINGDOM
    Phone
    +442076591124

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Middleton

    IRN PDM01066

    • [FCA CF] Client dealing (since 3 Jun 2024)
  • Przemyslaw Adam Rodecki

    IRN PAR01092

    • [FCA CF] Client dealing (9 Dec 2019 to 17 May 2024)
  • Riccardo Pianta

    IRN RXP00368

    • [FCA CF] Client dealing (23 Feb 2022 to 15 Dec 2023)
  • Robert David Reoch

    IRN RXR01394

    • [FCA CF] Client dealing (13 May 2020 to 28 Apr 2021)
  • Robert GEBHARDT

    IRN ARG01126

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2024)
  • Rosslyn Antony Jobber

    IRN RAJ01063

    • [FCA CF] Client dealing (25 Sep 2023 to 1 Oct 2024)
  • Sam Myhrman

    IRN SXM02287

    • [FCA CF] Client dealing (since 8 Apr 2026)
  • Sean Urquhart

    IRN SXU01221

    • [FCA CF] Client dealing (22 Feb 2021 to 18 Feb 2022)
  • Shayan Siddiqui

    IRN SXS00778

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Simon John Digby North

    IRN SJN01058

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 2 Jul 2018)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
    • CF1 Director (2 Jul 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • STJM Partners Limited (no longer appointed)

    FRN 813333 · Appointed 9 Jul 2018 · Until 13 Jan 2021 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.