Date authorised
2 July 2018
Companies House
10685123
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 4
    Eagle House
    108-110 Jermyn Street
    London
    SW1Y 6HA
    UNITED KINGDOM
    Phone
    +4402076591124
  • Complaints Contact

    Floor 4
    Eagle House, 108-110 Jermyn Street
    London
    SW1Y 6HA
    UNITED KINGDOM
    Phone
    +442076591124

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sven Rehfeld

    IRN SUR01004

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • Timothy Jon Lindberg

    IRN TJL01039

    • CF30 Customer (12 Oct 2018 to 8 Dec 2019)
  • Tomas Jeremiah Killeen

    IRN TXK00260

    • [FCA CF] Client dealing (20 May 2024 to 1 Nov 2024)
  • Yun Guan

    IRN YXG01095

    • [FCA CF] Client dealing (12 Jun 2020 to 28 Oct 2024)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • Yvan Tchikine

    IRN YXT00027

    • [FCA CF] Client dealing (since 11 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • STJM Partners Limited (no longer appointed)

    FRN 813333 · Appointed 9 Jul 2018 · Until 13 Jan 2021 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.