Simon John Digby North

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STJ ADVISORS GROUP LIMITED

    FRN 797872

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 2 Jul 2018)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
    • CF1 Director (2 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2018 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (6 Aug 2003 to 28 Jun 2005)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (29 Aug 2002 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.