Sterling ISA Managers Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://platform.scottishwidows.co.uk

• Complaints Contact

  PO Box 21465

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

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  • · The firm to be limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• James Thomas Gaunt Butler

  IRN JTB01041

  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Mar 2022)
  • CF2 Non Executive Director (10 Nov 2011 to 8 Dec 2019)
  • CF1 Director (19 Jan 2004 to 19 Jan 2004)
• Jamie Robert Drewett

  IRN JXD00362

  • [FCA CF] Significant management (31 Jan 2021 to 21 Nov 2023)
  • [FCA CF] Material risk taker (31 Jan 2021 to 21 Nov 2023)
• Jaskanwaljit Garcha-Davies

  IRN JXG01002

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2026)
• Jeffrey Robert Skuse

  IRN JXS00419

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
• Joachim Masur

  IRN JXM02718

  • CF2 Non Executive Director (18 Aug 2009 to 2 Jul 2010)
• Joanna Catherine Sutherland

  IRN JXS01268

  • [FCA CF] Material risk taker (6 Apr 2023 to 30 Apr 2023)
• Joanna Kate Harris

  IRN JXH22552

  • SMF7 Group Entity Senior Manager (1 Sep 2024 to 4 Jun 2025)
• John Antony Cacchioli

  IRN JAC01161

  • CF1 Director (1 Dec 2001 to 15 May 2002)
• John Keppel

  IRN JXK02212

  • SMF24 Chief Operations (9 Dec 2019 to 1 May 2020)
  • CF29 Significant management (13 Jun 2018 to 8 Dec 2019)
• John Peter Jewitt

  IRN JPJ01010

  • CF14 Risk Assessment (1 Dec 2001 to 1 Sep 2002)

No changes recorded yet.