John Keppel

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zurich Insurance Europe AG (no longer approved here)

    FRN 999465

    • [FCA CF] Manager of certification employee (2 Jan 2024 to 7 Apr 2025)
    • [FCA CF] Significant management (2 Jan 2024 to 7 Apr 2025)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • SMF18 Other Overall Responsibility (5 Sep 2022 to 1 Apr 2025)
    • SMF24 Chief Operations (17 May 2019 to 5 Sep 2022)
    • CF29 Significant management (13 Jun 2018 to 9 Dec 2018)
  • Zurich Insurance Company Ltd (no longer approved here)

    FRN 959113

    • SMF22 Other Local Responsibility (5 Sep 2022 to 1 Apr 2025)
    • SMF24 Chief Operations (29 Sep 2021 to 5 Sep 2022)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • [FCA CF] Significant management (9 Dec 2019 to 9 Aug 2022)
    • CF29 Significant management (13 Jun 2018 to 8 Dec 2019)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF24 Chief Operations (9 Dec 2019 to 1 May 2020)
    • CF29 Significant management (13 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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