James Thomas Gaunt Butler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Mar 2022)
    • CF2 Non Executive Director (10 Nov 2011 to 8 Dec 2019)
    • CF1 Director (19 Jan 2004 to 19 Jan 2004)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 30 Jun 2019)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (22 Jun 2011 to 6 Mar 2016)
    • CF17 Significant Mgt (Other Business Operations) (1 Mar 2006 to 31 Oct 2007)
    • CF1 Director (19 Jan 2004 to 19 Jan 2004)
  • Endsleigh Insurance Services Limited (no longer approved here)

    FRN 304295

    • CF2 Non Executive Director (9 Feb 2007 to 16 Apr 2018)
  • Trent Insurance Company Limited (no longer approved here)

    FRN 202770

    • CF17 Significant Mgt (Other Business Operations) (1 Mar 2006 to 31 Oct 2007)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • CF1 Director (19 Jan 2004 to 19 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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