Stephens Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Robert Eastwood
IRN RXE00161
- [FCA CF] Client dealing (since 13 Sep 2023)
Robert Eric Horton
IRN REH01123
- [FCA CF] Client dealing (since 14 Sep 2020)
Robert Ferdinand Plechinger
IRN RFP01055
- CF30 Customer (6 Oct 2016 to 3 Apr 2019)
Robin Campbell Kennedy Brown
IRN RXB23255
- [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2022)
- CF30 Customer (8 Nov 2019 to 8 Dec 2019)
Ruben Gil Pinheiro
IRN RXP00316
- [FCA CF] Client dealing (since 27 Nov 2023)
Ryan Meador
IRN RXM01010
- [FCA CF] Client dealing (10 Jul 2023 to 30 Nov 2025)
Sally Yassin
IRN SXY01090
- CF30 Customer (22 Apr 2016 to 10 Jan 2017)
Salman Ahmed
IRN SXA00551
- [FCA CF] Client dealing (26 Jul 2021 to 14 Aug 2025)
Sara Teixeira Neves
IRN STN01014
- CF30 Customer (3 Aug 2018 to 8 Dec 2019)
Shaun David Holmes
IRN SDH01121
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (22 Apr 2016 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.