Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Oct 2023)
    • [FCA CF] Client dealing (since 14 Nov 2022)
    • [FCA CF] Manager of certification employee (1 Nov 2023 to 10 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Oct 2023)
  • Stephens Europe Limited (no longer approved here)

    FRN 706671

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2022)
    • CF30 Customer (8 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.