Stephens Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Simon David Arthur Tilley
IRN SDT01027
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (31 Oct 2019 to 8 Dec 2019)
Simon Gavin Piers Eccles-Williams
IRN SGE01010
- SMF3 Executive Director (9 Dec 2019 to 17 Mar 2020)
- CF1 Director (22 Apr 2016 to 8 Dec 2019)
- CF30 Customer (22 Apr 2016 to 8 Dec 2019)
Stuart Regan
IRN SXR01948
- CF30 Customer (13 Jun 2016 to 8 Dec 2019)
Tanner Lynn Moore
IRN TLM01043
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (9 Oct 2017 to 8 Dec 2019)
Tara Walsh
IRN TXW00343
- [FCA CF] Client dealing (11 Aug 2022 to 22 Oct 2025)
Thomas Dean
IRN TXD00180
- [FCA CF] Client dealing (27 Jul 2021 to 21 Nov 2024)
Thomas Hobbs
IRN TXH23215
- CF30 Customer (6 Nov 2019 to 8 Dec 2019)
Thorsten Behrens
IRN TXB00341
- [FCA CF] Client dealing (since 10 Mar 2022)
Tomas Michael Lynch
IRN TML01031
- CF30 Customer (22 Apr 2016 to 8 Dec 2019)
Yashin Girish Mody
IRN YGM01003
- [FCA CF] Client dealing (since 20 Jul 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.