Stephens Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Jasvinder Ahluwalia
IRN JXA00528
- [FCA CF] Client dealing (since 17 Oct 2022)
John David Nisbet
IRN JDN01034
- CF30 Customer (23 Jun 2016 to 2 Mar 2018)
Jonathan Grosvenor Coddington
IRN JGC01052
- [FCA CF] Client dealing (1 Oct 2025 to 21 Nov 2025)
Joseph Bradford Eichler
IRN JBE01036
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (22 Apr 2016 to 8 Dec 2019)
Julian Keller
IRN JXK02229
- [FCA CF] Client dealing (15 Feb 2021 to 11 Sep 2022)
Kathleen Riley Bryant
IRN KXB01959
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 13 Jul 2023)
- CF2 Non Executive Director (22 Apr 2016 to 8 Dec 2019)
Kelly Molera
IRN KXM00785
- [FCA CF] Client dealing (since 8 Jul 2024)
Keon Manouchehri
IRN KXM02257
- CF30 Customer (24 Jun 2016 to 14 Mar 2017)
Kevin Mark Cunningham
IRN KMC01041
- CF30 Customer (27 Jan 2017 to 8 Dec 2019)
Lars Friemann
IRN LXF00149
- [FCA CF] Client dealing (10 Mar 2022 to 30 Nov 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.