Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Jul 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (26 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (26 Mar 2018 to 8 Dec 2019)
  • Stephens Europe Limited (no longer approved here)

    FRN 706671

    • CF30 Customer (23 Jun 2016 to 2 Mar 2018)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (11 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.