Stephens Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Lawrence Watson Guthrie
IRN LWG01005
- [FCA CF] Client dealing (since 20 Jul 2023)
Luke Gilbert
IRN LXG00205
- [FCA CF] Client dealing (17 Aug 2020 to 17 May 2023)
Marija Lasauskaite
IRN MXL02150
- CF30 Customer (25 Apr 2017 to 8 Mar 2019)
Mark Christopher Doramus Sr.
IRN MCD01117
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 13 Jul 2023)
- CF2 Non Executive Director (22 Apr 2016 to 8 Dec 2019)
Matthew Marks
IRN MXM01218
- Director of firm who is not a certification employee or a SMF manager (since 13 Sep 2023)
Matthew Sinan Shipley
IRN MXS01549
- [FCA CF] Client dealing (9 Aug 2023 to 29 May 2024)
Meet Desai
IRN MXD02653
- [FCA CF] Client dealing (since 4 Jan 2022)
Michael Chidi Onyeyiri Asare
IRN MCO01041
- CF30 Customer (14 Jul 2016 to 3 Oct 2017)
Michael John Young
IRN MJY01021
- [FCA CF] Client dealing (since 27 Jan 2020)
Milo Racadio
IRN MXR00516
- [FCA CF] Client dealing (31 Aug 2021 to 9 May 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.