Stephens Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Olivia Stock
IRN OXS00086
- [FCA CF] Client dealing (since 9 Dec 2019)
Patrick Fraser Ware
IRN PXW23166
- CF30 Customer (6 Nov 2019 to 8 Dec 2019)
Patrick Nicholas Gerald Wilson
IRN PNW01017
- CF3 Chief Executive (22 Apr 2016 to 3 Apr 2019)
- CF30 Customer (22 Apr 2016 to 3 Apr 2019)
- CF1 Director (22 Apr 2016 to 3 Apr 2019)
Patrick Spitz
IRN PXS02713
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (22 Apr 2016 to 8 Dec 2019)
Paul Antoine Calmel
IRN PXC00720
- [FCA CF] Client dealing (since 1 Aug 2025)
Paul Declan Meagher
IRN PDM01174
- CF30 Customer (6 Oct 2016 to 8 Dec 2019)
Peter Tointon
IRN PXT00210
- [FCA CF] Client dealing (27 Jul 2021 to 15 Nov 2024)
Philipp Thilo Von Grawert
IRN PTV01004
- CF30 Customer (30 Sep 2016 to 8 Dec 2019)
Philipp Von Grawert
IRN PXV00054
- [FCA CF] Client dealing (since 10 Mar 2022)
Rachel Vakil
IRN RXV00168
- [FCA CF] Client dealing (since 5 Jan 2026)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.