State Street Trustees Limited

• Principal Place of Business

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Unable to carry on any investment services and activities ( to which MiFID applies) on a regular basis.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Runs Investment Funds

  Show 3 limitations Hide limitations

  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to depositary activities and in doing so limited to ICVC activities.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Toby Timothy Summerfield

  IRN TXS03551

  • [FCA CF] Client dealing (since 1 Feb 2022)
• Todd Gershkowitz

  IRN TXG24489

  • SMF12 Chair of the Remuneration Committee (18 Feb 2020 to 17 Jul 2023)
• Tomoko Kimura-Phalon

  IRN TXK01416

  • [FCA CF] Client dealing (1 Feb 2022 to 8 Jun 2022)
• Victoria Anne Muir

  IRN VAM01034

  • SMF9 Chair of the Governing Body (1 Oct 2021 to 12 May 2023)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Oct 2021)
  • CF2 Non Executive Director (17 May 2018 to 8 Dec 2019)
• Wendy Lee Phillis

  IRN WPL01006

  • CF28 Systems and controls (12 Jan 2010 to 4 Apr 2012)
• William Slattery

  IRN WXS01253

  • CF29 Significant management (26 Oct 2012 to 3 Feb 2016)
• Wilson Leech

  IRN WXL01032

  • CF1 Director (1 Dec 2001 to 28 Jun 2002)

No changes recorded yet.