Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF10 Chair of the Risk Committee (since 5 Nov 2024)
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- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 6 Jun 2017)
- CF3 Chief Executive (1 Dec 2010 to 6 Mar 2016)
- CF8 Apportionment and Oversight (23 Nov 2004 to 8 Nov 2005)
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- CF1 Director (1 Dec 2010 to 10 Apr 2017)
- CF8 Apportionment and Oversight (23 Nov 2004 to 8 Nov 2005)
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- CF8 Apportionment and Oversight (9 Oct 2003 to 29 Jul 2004)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 15 Jul 2002)
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- CF1 Director (1 Dec 2001 to 28 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.