State Street Global Markets International Limited

• Principal Place of Business

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David Cortes-Sanchez

  IRN DXC01726

  • CF21 Investment Adviser (2 Mar 2005 to 7 Apr 2006)
• David Donald Peter Newns

  IRN DDN00012

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jul 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 6 Oct 2021)
  • CF1 Director (10 Mar 2014 to 19 Sep 2019)
• David Douglas Neilson

  IRN DXN00020

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• David Frye

  IRN DXF01333

  • CF30 Customer (22 May 2008 to 6 Apr 2009)
• David Garson

  IRN DXG01231

  • CF30 Customer (21 Aug 2012 to 1 Apr 2013)
• David Goodman

  IRN DXG01519

  • CF1 Director (4 Jun 2008 to 27 Feb 2009)
• David John Murphy

  IRN DJM01626

  • CF30 Customer (26 Jun 2014 to 8 Dec 2019)
• David Kamal Young

  IRN DKY01001

  • CF30 Customer (1 Nov 2007 to 27 Mar 2008)
  • CF21 Investment Adviser (30 Oct 2002 to 31 Oct 2007)
• David Marc Russell-Jones

  IRN DMR01107

  • CF30 Customer (10 Nov 2014 to 25 Jan 2017)
• David Noel Alan Mathieson

  IRN DNM01061

  • SMF16 Compliance Oversight (17 Feb 2021 to 9 Jun 2025)

No changes recorded yet.