Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jul 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Oct 2021)
    • CF1 Director (10 Mar 2014 to 19 Sep 2019)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 6 Jul 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 6 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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