State Street Global Markets International Limited

Date authorised
1 April 2013
Companies House
03418476
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Churchill Place
    Canary Wharf
    London
    E14 5HJ
    UNITED KINGDOM
    Phone
    +442033956000

  • Complaints Contact

    20 Churchill Place
    Canary Wharf
    London
    E14 5HJ
    UNITED KINGDOM
    Phone
    +442033956000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter John O'Neill

    IRN PJO01038

    • CF30 Customer (1 Nov 2007 to 26 Jul 2010)
    • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
  • Peter John Sullivan

    IRN PJS01207

    • CF30 Customer (1 Nov 2007 to 11 Jun 2010)
    • CF21 Investment Adviser (13 Jan 2003 to 31 Oct 2007)
  • Peter O'Neill

    IRN PXO01036

    • CF29 Significant management (5 Dec 2012 to 1 Jul 2015)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 8 Sep 2006)
    • CF3 Chief Executive (1 Dec 2001 to 4 Feb 2009)
    • CF1 Director (1 Dec 2001 to 4 Feb 2009)
  • Peter Tero Robinson

    IRN PTR01020

    • CF28 Systems and controls (30 Mar 2011 to 24 May 2013)
  • Philippa Ann Whatley

    IRN PAW01220

    • CF30 Customer (2 Sep 2010 to 30 Jun 2015)
  • Pierre Emmanuel Marzouk

    IRN PEM01094

    • CF30 Customer (22 Jan 2015 to 12 Sep 2016)
  • Piers Mizen

    IRN PMM01045

    • CF30 Customer (1 Nov 2007 to 1 Apr 2013)
    • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
  • Pinar Emirdag Temelkuran

    IRN PXE01299

    • CF2 Non Executive Director (11 Jul 2018 to 9 Jul 2019)
  • Prina Patel

    IRN PXP00297

    • [FCA CF] Client dealing (22 Feb 2023 to 19 Sep 2024)
  • Pushparoopan Shanmuganathan

    IRN PXS01887

    • CF30 Customer (1 Nov 2007 to 1 May 2012)
    • CF26 Customer Trading (18 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Sep 2007 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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