Pushparoopan Shanmuganathan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 21 Apr 2022)
    • [FCA CF] Manager of certification employee (since 5 Oct 2018)
    • [FCA CF] Client dealing (since 15 Feb 2017)
    • [FCA CF] Manager of certification employee (10 Jan 2018 to 7 Feb 2018)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 21 Apr 2022)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF30 Customer (1 Nov 2007 to 1 May 2012)
    • CF26 Customer Trading (18 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Sep 2007 to 31 Oct 2007)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • CF30 Customer (1 Nov 2007 to 1 May 2012)
    • CF26 Customer Trading (18 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.