State Street Global Markets International Limited

Date authorised
1 April 2013
Companies House
03418476
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Churchill Place
    Canary Wharf
    London
    E14 5HJ
    UNITED KINGDOM
    Phone
    +442033956000

  • Complaints Contact

    20 Churchill Place
    Canary Wharf
    London
    E14 5HJ
    UNITED KINGDOM
    Phone
    +442033956000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick Thomas Galligan

    IRN PTG01023

    • [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2023)
    • CF28 Systems and controls (23 Dec 2013 to 8 Dec 2019)
  • Patrick Waller

    IRN PXW01278

    • CF28 Systems and controls (1 Nov 2007 to 4 Apr 2014)
    • CF13 Finance (14 May 2007 to 31 Oct 2007)
  • Paul Chang

    IRN PXC01920

    • CF30 Customer (4 Oct 2010 to 19 Oct 2017)
  • Paul Copperwaite

    IRN PXC01346

    • [FCA CF] Client dealing (since 18 Jul 2024)
  • Paul Harvey

    IRN PLH01046

    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
  • Paul James Butcher

    IRN PJB01398

    • CF30 Customer (11 Sep 2012 to 22 Jun 2017)
  • Paul Redmond Laffan

    IRN PRL01079

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Oct 2025)
    • CF11 Money Laundering Reporting (23 Dec 2016 to 8 Dec 2019)
  • Peter Anthony Williams

    IRN PAW01108

    • CF29 Significant management (15 Jan 2014 to 25 Mar 2015)
  • Peter Charles Dougherty

    IRN PCD01053

    • CF11 Money Laundering Reporting (2 Jun 2014 to 22 Mar 2016)
  • Peter Gerard McHugh

    IRN PGM01127

    • CF30 Customer (1 Nov 2010 to 4 May 2018)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.