State Street Global Markets International Limited

Date authorised
1 April 2013
Companies House
03418476
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Churchill Place
    Canary Wharf
    London
    E14 5HJ
    UNITED KINGDOM
    Phone
    +442033956000

  • Complaints Contact

    20 Churchill Place
    Canary Wharf
    London
    E14 5HJ
    UNITED KINGDOM
    Phone
    +442033956000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Todd

    IRN ADT01053

    • CF30 Customer (27 Jun 2014 to 8 Dec 2019)
  • Andrew Mark Capon

    IRN AMC01239

    • CF30 Customer (11 Feb 2010 to 31 Jan 2011)
  • Andrew Otto Stevenson

    IRN AXS00103

    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
  • Andrew Thomas Wilson

    IRN ATW01040

    • CF30 Customer (25 Jun 2014 to 8 Dec 2019)
  • Angela Summonte

    IRN AXS08015

    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • Anna-Marie Jupp

    IRN AXJ00040

    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
  • Anthony Scully

    IRN AXS01637

    • CF11 Money Laundering Reporting (27 Oct 2009 to 16 Aug 2012)
    • CF10 Compliance Oversight (27 Oct 2009 to 16 Aug 2012)
  • Antony David Clinton Lowther

    IRN ADL01073

    • CF11 Money Laundering Reporting (3 Mar 2016 to 10 Jan 2017)
    • CF10 Compliance Oversight (15 Sep 2014 to 16 May 2017)
  • Avinash Divakar Persaud

    IRN ADP01054

    • CF21 Investment Adviser (11 Feb 2003 to 15 Oct 2003)
  • Barbara Diette

    IRN BXD01549

    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Nov 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 May 2023)
    • CF28 Systems and controls (4 Apr 2017 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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